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Legal & Compliance14 min read

Complete Legal Documents Checklist

Every document needed for your friends and family fund — now included in your subscription

Example fund structure for illustration purposes only. Actual structure may vary based on specific circumstances.

The Paper Trail That Once Cost $100,000

Every hedge fund, regardless of size, requires the same foundational legal documents. This regulatory reality has historically created an insurmountable barrier for smaller funds. When law firms charge $30,000 to draft a private placement memorandum and another $20,000 for operating agreements, the dream of managing money professionally becomes financially impossible for most.

This document requirement isn't arbitrary bureaucracy. These agreements protect both managers and investors by clearly defining relationships, responsibilities, and risks. The problem has never been the documents themselves but rather the antiquated process of creating them.

The Revolution:

The revolution in fund formation isn't about bypassing legal requirements—it's about recognizing that 90% of fund documents follow standard patterns. When technology can generate customized, legally compliant documents instantly, these essential documents become a software feature included free in your monthly subscription.

The Core Document Trinity

Three primary documents form the backbone of any investment fund structure. Understanding what each accomplishes and why it matters helps demystify what seems like overwhelming legal complexity.

The Offering Circular (Free with Hedgia)

This is your fund's disclosure document, the legal equivalent of informed consent. Traditional law firms charge $20,000 to $40,000 for PPM or Offering Circular creation because they're drafting 50 to 100 pages of dense legal text from scratch.

What the Offering Circular Accomplishes:

  • • Describes your investment strategy in detail
  • • Outlines all potential risks comprehensively
  • • Specifies fee structures, liquidity terms, and minimums
  • • Provides legal protection through full disclosure

Reg D Sophisticated Investor Advantage

Hedgia's Offering Circular enables you to accept up to 35 sophisticated (non-accredited) investors under Rule 506(b), in addition to unlimited accredited investors. This flexibility is particularly valuable for friends and family funds, though specific requirements vary by your state of residence as a manager.

Traditional cost: $20,000-$40,000 | Hedgia cost: Included free

The Limited Liability Company Operating Agreement

If the Offering Circular tells investors what to expect, the Operating Agreement defines how it actually works. This document establishes the legal structure of your fund entities—both the management company and the fund itself.

Operating Agreement Functions:

  • • Defines voting rights and management authority
  • • Establishes profit distribution mechanisms
  • • Sets procedures for admissions and redemptions
  • • Creates the fund's legal framework

Traditional cost: $10,000-$15,000 per entity | Hedgia cost: Included

The Subscription Agreement

This is the document investors sign to join your fund. Think of it as an application combined with a purchase agreement.

Subscription Agreement Elements:

  • • Captures investor information for compliance
  • • Documents capital commitment and terms agreement
  • • Includes representations and warranties
  • • Provides mechanics for accepting capital

Traditional cost: $5,000-$10,000 | Hedgia cost: Included

The Supporting Cast of Essential Documents

Beyond the core trinity, several additional documents complete your fund's legal infrastructure. Traditional firms bundle these into their packages, adding thousands to the total cost.

Investment Management Agreement

Defines the relationship between your management company and the fund itself. Crucial for liability protection and regulatory compliance.

Traditional cost: $5,000 | Hedgia: Included

Form D

Your federal securities law exemption filing. Errors can invalidate your exemption from registration requirements.

Traditional cost: $2,000-$5,000 | Hedgia: Guided filing included

Side Letters

Accommodate specific arrangements with certain investors. Framework important for growth.

Traditional cost: $1,000-$2,000 each | Hedgia: Template included

Annual Consent Resolutions

Document major fund decisions and maintain corporate formalities. Critical during audits.

Traditional cost: $500-$1,000 each | Hedgia: Auto-generated

The Tax and Financial Reporting Framework

The intersection of legal structure and tax reporting creates another layer of essential documentation. This is where many emerging managers discover hidden costs in traditional fund formation.

K-1 Infrastructure

Must be established from day one. Operating Agreement must properly address tax allocations.

Traditional annual cost: $5,000-$15,000

Hedgia: Automated

Audit Framework

Documents must contemplate audit requirements and establish appropriate accounting standards.

Traditional setup: $5,000-$10,000

Hedgia: Built-in

Capital Accounts

Define how investor economics are tracked. Errors create massive problems during tax season.

Traditional maintenance: Ongoing fees

Hedgia: Auto-maintained

The Investor Relations Documentation Suite

Professional investor communication requires more than just legal documents. The traditional approach treats these as marketing materials, but they're really part of your legal and compliance framework.

Professional Communications Package

Monthly and Quarterly Letters

Require careful construction to avoid inadvertent misrepresentations or selective disclosure issues.

Traditional: Ongoing legal review | Hedgia: Compliant templates

Performance Reporting Templates

Must accurately reflect returns while complying with regulatory requirements. Errors trigger regulatory action.

Traditional: Custom development | Hedgia: Automated and compliant

The Real Cost Comparison

Understanding document costs requires looking beyond initial drafting to the total lifecycle expense.

Traditional Legal Costs

  • • Offering Circular: $15,000-$25,000
  • • Operating Agreement: $10,000-$20,000
  • • Subscription Agreement: $5,000-$10,000

Total: $30,000-$55,000

Hedgia Platform

  • • Offering Circular: Included
  • • Operating Agreement: Included
  • • Subscription Agreement: Included

$30/user/month (3 user minimum)

95% Cost Reduction

All documents available free, whether you use Hedgia or not

This article is for educational purposes only and does not constitute legal, financial, or investment advice. Securities laws and regulations vary by jurisdiction. Consult qualified professionals before launching any investment fund.

Ready to Begin?

Visit app.hedgia.net to start your fund formation process. The platform walks you through each step, from LLC creation to your first investor onboarding.

Most funds launch within 30 days of starting the process.